-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Jeg3dbUcCHynSTn1BGwZpqG/rC+kvGRYRpVVMNZxNCxY56q5/WdKjErS77ESf1gv pcDwKDeT4YZzoYy+kfSCsA== 0001144204-08-048336.txt : 20080819 0001144204-08-048336.hdr.sgml : 20080819 20080818192308 ACCESSION NUMBER: 0001144204-08-048336 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080819 DATE AS OF CHANGE: 20080818 GROUP MEMBERS: BAOLI INVESTMENT GROUP LTD. GROUP MEMBERS: CHINA POLY GROUP LTD. GROUP MEMBERS: HUNCHUN BAOLI COMMUNICATIONS CO., LTD. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SUPERCONDUCTOR TECHNOLOGIES INC CENTRAL INDEX KEY: 0000895665 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 770158076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-42893 FILM NUMBER: 081026150 BUSINESS ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 BUSINESS PHONE: 8056904500 MAIL ADDRESS: STREET 1: 460 WARD DRIVE CITY: SANTA BARBARA STATE: CA ZIP: 93111-2310 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Zhang Xiaoxiong CENTRAL INDEX KEY: 0001441469 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: BUSINESS PHONE: 86 755-86281619 MAIL ADDRESS: STREET 1: 3/F, BLOCK B, 11 LANGSHAN RD STREET 2: HI-TECH INDUSTRIAL PK, NANSHAN DISTRICT CITY: SHENZHEN STATE: F4 ZIP: 518057 SC 13G/A 1 sc13ga.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 SUPERCONDUCTOR TECHNOLOGIES INC. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 867931305 (CUSIP Number) February 27, 2008 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) CUSIP No.: 867931305 ======== ======================================================================= 1 NAME OF REPORTING PERSONS China Poly Group Ltd. ======== ======================================================================= 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ======== ======================================================================= 3 SEC USE ONLY ======== ======================================================================= 4 CITIZENSHIP OR PLACE OF ORGANIZATION The People's Republic of China ================================== ======= ===================================== 5 SOLE VOTING POWER -0- ======= ===================================== 6 SHARED VOTING POWER NUMBER OF SHARES 2,148,296 shares of Common Stock BENEFICIALLY ======= ===================================== OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING PERSON WITH: -0- ======= ===================================== 8 SHARED DISPOSITIVE POWER 2,501,361 shares of Common Stock ======== ======================================================================= 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,501,361 shares of Common Stock ======== ======================================================================= 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES ======== ======================================================================= 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 14.2% of Common Stock ======== ======================================================================= 12 TYPE OF REPORTING PERSON OO - limited liability company ======== ======================================================================= 2 CUSIP No.: 867931305 ======== ======================================================================= 1 NAME OF REPORTING PERSONS Hunchun Baoli Communications Co., Ltd. ======== ======================================================================= 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ======== ======================================================================= 3 SEC USE ONLY ======== ======================================================================= 4 CITIZENSHIP OR PLACE OF ORGANIZATION The People's Republic of China ================================== ======= ===================================== 5 SOLE VOTING POWER -0- ======= ===================================== 6 SHARED VOTING POWER NUMBER OF SHARES 2,148,296 shares of Common Stock BENEFICIALLY ======= ===================================== OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING PERSON WITH: -0- ======= ===================================== 8 SHARED DISPOSITIVE POWER 2,148,296 shares of Common Stock ======== ======================================================================= 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,148,296 shares of Common Stock ======== ======================================================================= 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES ======== ======================================================================= 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 12.2% of Common Stock ======== ======================================================================= 12 TYPE OF REPORTING PERSON OO - limited liability company ======== ======================================================================= 3 CUSIP No.: 867931305 ======== ======================================================================= 1 NAME OF REPORTING PERSONS Baoli Investment Group Ltd. ======== ======================================================================= 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ======== ======================================================================= 3 SEC USE ONLY ======== ======================================================================= 4 CITIZENSHIP OR PLACE OF ORGANIZATION The People's Republic of China ================================== ======= ===================================== 5 SOLE VOTING POWER -0- ======= ===================================== 6 SHARED VOTING POWER NUMBER OF SHARES -0- BENEFICIALLY ======= ===================================== OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING PERSON WITH: -0- ======= ===================================== 8 SHARED DISPOSITIVE POWER 600,000 shares of Common Stock ======== ======================================================================= 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 600,000 shares of Common Stock ======== ======================================================================= 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES ======== ======================================================================= 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 3.4% of Common Stock ======== ======================================================================= 12 TYPE OF REPORTING PERSON OO - limited liability company ======== ======================================================================= 4 CUSIP No.: 867931305 ======== ======================================================================= 1 NAME OF REPORTING PERSONS Mr. Xiaoxiong Zhang ======== ======================================================================= 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [X] (b) [ ] ======== ======================================================================= 3 SEC USE ONLY ======== ======================================================================= 4 CITIZENSHIP OR PLACE OF ORGANIZATION The People's Republic of China ================================== ======= ===================================== 5 SOLE VOTING POWER -0- ======= ===================================== 6 SHARED VOTING POWER NUMBER OF SHARES 2,148,296 shares of Common Stock BENEFICIALLY ======= ===================================== OWNED BY 7 SOLE DISPOSITIVE POWER EACH REPORTING PERSON WITH: -0- ======= ===================================== 8 SHARED DISPOSITIVE POWER 3,101,361 shares of Common Stock ======== ======================================================================= 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,101,361 shares of Common Stock ======== ======================================================================= 10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9) [ ] EXCLUDES CERTAIN SHARES ======== ======================================================================= 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 17.6% of Common Stock ======== ======================================================================= 12 TYPE OF REPORTING PERSON IN ======== ======================================================================= 5 Item 1. (a) The name of the issuer is Superconductor Technologies Inc., a Delaware corporation. (b) The address of the issuer's principal executive offices is 460 Ward Drive, Santa Barbara, California 93111. Item 2. (a)-(c) This report is being filed by: (i) China Poly Group Ltd. ("China Poly Group"), a limited liability company organized under the laws of the People's Republic of China (the "PRC"); 3/F, Block B, Tongfang Information Harbor, 11 Langshan, Nanshan District, Shenzhen, China 518057; (ii) Hunchun Baoli Communications Co., Ltd., a PRC limited liability company ("Hunchun Baoli"); 1/F, Block D, Longhai Building, Hunchun, Jilin, China 133300; (iii) Baoli Investment Group Ltd., a PRC limited liability company ("Baoli Investment"); Suite 1401, 14/F, Word Commerce Centre, Harbour City, 7-11 Canton Road, Tsimshatusi, Kowloon, Hong Kong; and (iv) Xiaoxiong Zhang ("Mr. Zhang"); 3/F, Block B, Tongfang Information Harbor, 11 Langshan, Nanshan District, Shenzhen, China 518057. Mr. Zhang is a citizen of the PRC. The foregoing persons are hereinafter collectively referred to as the "Reporting Persons." (d)-(e) This report covers the issuer's Common Stock, par value $0.001 per share. The CUSIP number of the Common Stock is 867931305. Item 3. Not applicable. Item 4. Ownership. The information required by Item 4(a) - (c) is set forth in Rows 5 - 11 of the cover page for each Reporting Person hereto and is incorporated herein by reference for each such Reporting Person. The percentages of beneficial ownership of the Reporting Persons are based on 17,612,775 shares of total outstanding Common Stock as of August 1, 2008, as reported on the issuer's Form 10-Q filed on August 12, 2008. Collectively, China Poly Group, Hunchun Baoli, and Baoli Investment are the beneficial owners of a total of 3,101,361 shares of Common Stock of the issuer. As the ultimate parent company of Hunchun Baoli, China Poly Group may be deemed to beneficially own 2,148,296 shares of Common Stock held directly by Hunchun Baoli, its indirect wholly-owned subsidiary, in addition to the 353,065 shares of Common Stock held directly by it. Mr. Zhang, by virtue of his status as the majority and controlling shareholder of China Poly Group, may be deemed to beneficially own all of the shares of Common Stock beneficially owned by China Poly Group as described in the foregoing. In addition, pursuant to an understanding between Mr. Zhang and Baoli Investment, Mr. Zhang has shared dispositive power with respect to the 600,000 shares of Common Stock held directly by Baoli Investment Group Ltd. and may be deemed to have beneficial ownership with respect to those shares. 6 The 353,065 shares of Common Stock held directly by China Poly Group and the 600,000 shares of Common Stock held directly by Baoli Investment are subject to an Irrevocable Proxy and Voting Agreement pursuant to which the holders granted to the issuer exclusively all of their respective voting rights in respect of the shares, and the holders therefore have no voting power with respect to those shares. Item 5. Ownership of Five Percent or Less of a Class. Not applicable. Item 6. Ownership of More than 5 Percent on Behalf of Another Person. Not applicable. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. Not applicable. Item 8. Identification and Classification of Members of the Group. Not applicable. Item 9. Notice of Dissolution of Group. Not applicable. Item 10. Certification. By signing below each of the undersigned certify that, to the best of its knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. ================================================================================ 7 SIGNATURES After reasonable inquiry and to the best of our knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct. Date: August 14, 2008 CHINA POLY GROUP LTD. By: /s/ Xiaoxiong Zhang ----------------------------------- Xiaoxiong Zhang, its Chairman HUNCHUN BAOLI COMMUNICATIONS CO., LTD. By: /s/ Xiaomeng Zhang ----------------------------------- Xiaomeng Zhang, its Chairman BAOLI INVESTMENT GROUP LTD. By: /s/ Shihai Deng ----------------------------------- Shihai Deng, its Chairman XIAOXIONG ZHANG /s/ Xiaoxiong Zhang --------------------------------------- Xiaoxiong Zhang, individually 8 Exhibit 1 --------- JOINT ACQUISITION STATEMENT PURSUANT TO RULE 13d-1(k) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G/A, is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G/A, shall be filed on behalf of each of the undersigned without the necessity of filing additional joint acquisition statements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning him or it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that he or it knows or has reason to believe that such information is inaccurate. Date: August 14, 2008 CHINA POLY GROUP LTD. By: /s/ Xiaoxiong Zhang ----------------------------------- Xiaoxiong Zhang, its Chairman HUNCHUN BAOLI COMMUNICATIONS CO., LTD. By: /s/ Xiaomeng Zhang ----------------------------------- Xiaomeng Zhang, its Chairman BAOLI INVESTMENT GROUP LTD. By: /s/ Shihai Deng ----------------------------------- Shihai Deng, its Chairman XIAOXIONG ZHANG /s/ Xiaoxiong Zhang --------------------------------------- Xiaoxiong Zhang, individually 9 -----END PRIVACY-ENHANCED MESSAGE-----